75+ Years of Advisory Services & Investing

The Special Equities Group

A Division of Dawson James Securities, Inc.

About SEG

The Special Equities Group, a division of Dawson James, provides our clients with access to the following investment products and services.

Principal Investments
PIPEs/Registered Directs
Merchant Banking
Up-Listings to National Exchanges
Underwritten Public Offerings
Bought Deals

M&A Advisory
Introduction to Research Analysts
SPACs
Corporate Client Services
Block Trades
10b51 Sales Plans

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Building Value Through Relationships

SEG functions as a partner and friend to companies much like a classic merchant banking relationship would. As a team, we provide resources, capital, and advisory support.

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Partnering Through the Up-List Process

The SEG team has a particular expertise in working with companies through the process of up-listing from the OTCBB to a National Exchange. Our deep-rooted experience and network of dedicated co-investors ease the path of a long and complex up-listing process:

01.
Restructuring the cap table
02.
Minimum bid requirement solutions
03.
Meeting minimum net equity requirements
04.
Strategic introductions to Board members, C-suite executives, and IR/PR firms
05.
Increase investor awareness
06.
Capital raises post up-list

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