75+ Years of Advisory Services & Investing

The Special Equities Group

A Division of Dawson James Securities, Inc.

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About SEG

The Special Equities Group, a division of Dawson James, provides our clients with access to the following investment products and services.
  • Principal Investments
  • PIPEs/Registered Directs
  • Merchant Banking
  • Up-Listings to National Exchanges
  • Underwritten Public Offerings
  • Bought Deals
  • M&A Advisory
  • Introduction to Research Analysts
  • SPACs
  • Corporate Client Services
  • Block Trades
  • 10b51 Sales Plans
Check the background of this firm on FINRA's BrokerCheck

Building Value Through Relationships

SEG functions as a partner and friend to companies much like a classic merchant banking relationship would. As a team, we provide resources, capital, and advisory support.
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Partnering Through the Up-List Process

The SEG team has a particular expertise in working with companies through the process of up-listing from the OTCBB to a National Exchange. Our deep-rooted experience and network of dedicated co-investors ease the path of a long and complex up-listing process:

  • 01.
    Restructuring the cap table
  • 02.
    Minimum bid requirement solutions
  • 03.
    Meeting minimum net equity requirements
  • 04.
    Strategic introductions to Board members, C-suite executives, and IR/PR firms
  • 05.
    Increase investor awareness
  • 06.
    Capital raises post up-list