75+ Years of Advisory Services & Investing

The Special Equities Group

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About SEG

The Special Equities Group provides our clients with access to the following investment products and services, with all securities and brokerage services offered through Dawson James Securities, Inc., member FINRA and SIPC.
  • Principal Investments
  • PIPEs/Registered Directs
  • Merchant Banking
  • Up-Listings to National Exchanges
  • Underwritten Public Offerings
  • Bought Deals
  • M&A Advisory
  • Introduction to Research Analysts
  • SPACs
  • Corporate Client Services
  • Block Trades
  • 10b51 Sales Plans
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Building Value Through Relationships

SEG functions as a partner and friend to companies much like a classic merchant banking relationship would. As a team, we provide resources, capital, and advisory support.
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Partnering Through the Up-List Process

The SEG team has a particular expertise in working with companies through the process of up-listing from the OTCBB to a National Exchange. Our deep-rooted experience and network of dedicated co-investors ease the path of a long and complex up-listing process:

  • 01.
    Restructuring the cap table
  • 02.
    Minimum bid requirement solutions
  • 03.
    Meeting minimum net equity requirements
  • 04.
    Strategic introductions to Board members, C-suite executives, and IR/PR firms
  • 05.
    Increase investor awareness
  • 06.
    Capital raises post up-list
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The Special Equities Group
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101 N. Federal Hwy. Suite 600, Boca Raton, FL 33432
Check the background of this firm on FINRA's BrokerCheck | Form CRS | BCP Disclosure Statement
®2025 The Special Equities Group. All Rights Reserved. All securities offered through Dawson James Securities, Inc., member, FINRA and SIPC. The Special Equities Group, LLC and Dawson James Securities, Inc. are independent entities. Officers of The Special Equities Group are licensed registered representatives of Dawson James Securities, Inc.